Kelley Drye Anti-Money Laundering and Data Privacy Seminar Materials

November 14, 2018 from 4:00 pm to 6:30 pm (EST)

Thank you for joining Kelley Drye at its Anti-Money Laundering and Data Privacy Seminar. To access materials, please click on links below.

ALM Supplemental Materials

Data Privacy Presentation

Data Privacy Supplemental Materials

Anti-Money Laundering

Regulators continue to actively examine compliance, introduce new and heightened requirements, recalibrate global priorities, and aggressively pursue enforcement of regulations. Don’t miss this engaging seminar focused on Anti-money laundering, discussing the latest major money laundering cases. This seminar provides a provocative, frank and practical discussion about AML regulation in your world.


Troy Paredes: Former Commissioner of the U.S. Securities & Exchange Commission; Founder of Paredes Strategies LLC

Sarah Green: Former Senior Director in the Enforcement Division at FINRA

Donald Anspacher: FBI Special Agent, New York

Matthew Luzadder: Partner at Kelley Drye & Warren LLP; Certified Anti-Money Laundering Specialist

Data Privacy

Privacy and data security continue to dominate business discussions in a post-GDPR world. Companies across all industries and sectors must adopt policies and institute practices that adhere to new regulations and address threats to their data. This discussion offers new insights into some current hot topics surrounding data protection and cybersecurity, particularly as they relate to the financial services industry.


Merrill Stone: Partner at Kelley Drye & Warren LLP


Dana Rosenfeld: Partner and Chair of Kelley Drye & Warren LLP’s Privacy and Information Security Practice

Ellen McCarthy: Managing Director and Chief Compliance & Risk Officer at VMS, LLC

John Thackeray: Risk and Compliance Policy Writer

This seminar is designed for Broker Dealers, FinTech Firms, Hedge Funds, Investment Banks, Commercial Banks, Insurance Companies, CRE Mortgage Lenders, Credit Card Issuers, CEOs, COOs, CFOs, Branch Office Managers, Bank Supervisors, Brokers, and Compliance Professionals at Financial Institutions.