Our clients span industries and continents, and we bring a full complement of interdisciplinary legal services to their challenges. We counsel U.S., European, Indian and multinational clients in most types of complex corporate and securities transactions, both in the U.S. and internationally.
Our team handles the following types of capital-raising transactions:
- Private Offerings–Private offerings of common stock and warrants, preferred stock, senior notes, debt securities and units consisting of common stock, debentures and warrants, as well as offerings under Regulation S and Rule 144A.
- Reporting Companies–Preparing and filing reports with the SEC; ensuring compliance with the rules of the NYSE, the NASDAQ National Market, the NASDAQ SmallCap Market and the OTC Bulletin Board; ensuring fair disclosure of material developments and negative news; conducting stock repurchase programs; preparing proxy and information statements; assisting with compliance with insider trading laws; and other matters.
- Public Offerings–Initial, follow-on and secondary public offerings for domestic and foreign companies, involving offerings of common stock and warrants, preferred stock, senior notes, debt securities and units consisting of common stock, debentures and warrants.
- International Clients–Guiding foreign clients in their U.S. and offshore offerings, assisting with U.S. reporting and other requirements, and representing clients in complex transactions that have no U.S.-based nexus.