On the prior episode, we discussed two items adopted by the FCC at the Open Meeting: one, the FCC’s proposed changes to the International Section 214 authorization regime applicable to providers of telecommunications services between the U.S. and other countries and, two, Commission proposals relating to expanded accessibility and transparency in the Wireless Emergency Alert program.

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You will find more information about the items on the January meeting agenda after the break:

Empowering Broadband Consumers Through Transparency – The ISP NPRM would propose rules to implement certain provisions in the Infrastructure Investment and Jobs Act (“Infrastructure Act”). Specifically, Section 60504 of the Infrastructure Act directs the Commission to “promulgate regulations to require the display of broadband consumer labels” to “disclose to consumers information regarding broadband Internet access service plans.” In accordance with that statutory mandate, the ISP NPRM would propose consumer labels consistent with a 2016 Public Notice (DA 16-357). In the 2016 Public Notice, the Commission set forth various required consumer disclosures related to fixed and mobile broadband services, including information about pricing, data allowances, broadband speeds, network management practices and fees. The Commission would also seek comment on the following issues: whether any changes should be made to the content of the consumer labels contained in the 2016 Public Notice; where the consumer labels should be displayed; how to ensure the accuracy of the content of the labels; and the effective date of the label requirements.

Connecting Tribal Libraries – The E-Rate Tribal Order would amend Sections 54.500 and 54.501(b)(1) of the FCC’s rules to clarify that Tribal libraries are eligible for E-rate support. Pursuant to Section 254(h)(4) of the Communications Act of 1934, as amended, a library may not receive preferential treatment or rates (such as under the E-rate program) unless it is eligible for assistance from a State library administrative agency under the Library Services and Technology Act (“LSTA”). The amended FCC rule would be consistent with a 2018 amendment to the LSTA which provided that Tribal libraries are eligible for assistance from a State library administrative agency. The Commission’s planned clarification about Tribal libraries’ eligibility for E-Rate support is intended to increase Tribal libraries’ participation in the E-Rate program and lead to more affordable access to high-speed broadband and a narrowing of the digital divide in Tribal regions. The E-Rate Tribal Order would also direct the Office of Native Affairs and Policy and the Wireline Competition Bureau, together with the Tribal Liaison at the Universal Service Administrative Company, to focus on outreach efforts and training for Tribal libraries. Finally, the Commission would implement measures to track Tribal libraries’ participation in the E-rate program.

Facilitating Better Use of ‘White Space’ Spectrum – The White Space Order would revise technical requirements governing how white space devices and white space databases work together to ensure that the licensed operation of wireless microphones is not subject to harmful interference. Under Part 15 of the FCC’s rules, unlicensed devices can operate on unused channels within the broadcast television spectrum and certain other areas of the spectrum where licensed wireless operations have not commenced (commonly known as white spaces), so long as they do not cause harmful interference. As a means to prevent harmful interference, white space devices must contact a white space database (administered by Commission-designated private entities) at least once per day to obtain a list of available channels and the associated maximum power level for those channels. In 2015, the FCC adopted rules to further protect the operation of licensed wireless microphones by requiring white space databases to push changes in channel availability to white space devices. In response to petitions asserting that the push notification is burdensome and technically infeasible, the FCC would replace that requirement with a requirement for white space devices to check the white space database once per hour to protect licensed wireless microphones. In addition, the White Space Order would deny a petition for reconsideration of the FCC’s Office of Engineering and Technology’s approval of Nominet UK (now RED Technologies) as a white space database administrator.

Updating Equipment Authorization Rules – The Equipment NPRM would propose to update equipment authorization rules to reference new technical standards. The Commission’s equipment authorization procedures ensure that radiofrequency devices operate without causing harmful interference. The FCC’s rules governing equipment authorization of radiofrequency devices incorporate several standards set by industry standard-setting bodies, such as the America National Standards Institute (“ANSI”) and the International Organization for Standardization (“ISO”). The Equipment NPRM would focus on standards that are referenced in the Commission’s equipment authorization rules that relate to the testing of equipment and accreditation of laboratories that test radiofrequency devices. In particular, the Equipment NPRM would seek comment on the following: (1) incorporating “American National Standard Validation Methods for Radiated Emission Test Sites; 1 GHz to 18 GHz” (ANSI C63.25.1:2018) as a new technical standard; (2) referencing a more current version of “American National Standards of Procedures for Compliance Testing of Unlicensed Wireless Devices” (ANSI C63.10:2020); and (3) transitioning to “Conformity assessment – Requirements for accreditation bodies accrediting conformity assessment bodies” (ISO/IEC 17011:2017) and “General requirements for the competence of testing and calibration laboratories” (ISO/IEC 17025:2017).

Please contact the authors or your Kelley Drye attorney for more information about these items or to participate in the proceedings.

You will find more information about the items on the December meeting agenda after the break:

Improving Accessibility and Clarity of Emergency Alerts - The EAS NPRM would propose rules to improve the accessibility and clarity of visual messages distributed to the public through the EAS, which advises the public of emergency alerts issued by government entities. The EAS is comprised of a legacy broadcast system that can only relay audio messages and an internet-based Common Alerting Protocol (“CAP”) system that can relay audio, text and visual messages. Due to the fact that alert initiators using the legacy EAS have some discretion regarding the content of the alert message while EAS participants that use video (such as broadcast or cable television operators) must rely on codes embedded in alerts to create a visual message (usually text), the audio and visual messages associated with the alerts may not match. To improve the clarity of EAS test messages, the EAS NPRM would propose the use of the following script as the visual message for all legacy EAS nationwide tests: “This is a nationwide test of the Emergency Alert System issued by the Federal Emergency Management Agency covering the United States from [time] until [time]. This is only a test. No action is required by the public.” For EAS participants that receive an alert from the CAP system, the FCC would propose to change the nationwide EAS test event code that alert initiators include in the alerts so that the following language is displayed in all visual messages: “Nationwide Test of the Emergency Alert System.” The EAS NPRM would also seek comment on how the legacy EAS can be improved to enable alert originators to relay visual text that matches the audio message and how the EAS can be modified to support greater functionality and accessibility.

Facilitating Satellite Broadband Competition – The Satellite Spectrum Sharing NPRM would grant a petition for rulemaking from SpaceX requesting revisions to the spectrum sharing requirements among NGSO FSS systems. The FCC considers applications for NGSO FSS system licenses, which are used to provide broadband services, in groups based on filing date under a processing round procedure. All NGSO FSS system operators within a processing round that are granted a license must comply with the FCC’s spectrum sharing rules and coordinate with each other in good faith to use commonly authorized frequencies. If the NGSO FSS system operators in a processing round are unable to come to a coordination agreement, then a default spectrum-splitting procedure applies. The Satellite NPRM would propose that the spectrum sharing requirement only be applicable to NGSO FSS systems approved in the same processing round. The FCC would seek comment on a rule that would protect systems processed in an earlier round from being subjected to a certain level of interference from systems processed in a subsequent round and on whether interference protection should end after a period of time. To facilitate analysis of potential interference, earlier-round NGSO FSS system operators would be required to share data regarding their beam locations with later-round NGSO FSS system operators subject to confidentiality or non-disclosure agreements.

Promoting Fair and Open Competitive Bidding in the E-Rate Program – The E-Rate NPRM would propose changes to the E-Rate program rules to improve program integrity. The Schools and Libraries program, or E-Rate, funded by the Universal Service Fund, provides discounted telecommunications and broadband services and equipment to eligible schools and libraries (referenced as E-rate “applicants”). To obtain services and equipment through the E-rate program, an applicant must conduct a competitive bidding process among interested service providers that is commenced by submission of FCC Form 470 to USAC, which then posts the form to its website. Applicants consider bids received directly from interested service providers and then seek funding to pay their chosen service providers by filing an FCC Form 471 with USAC. The E-Rate NPRM would recommend the establishment of a bidding portal through which service providers would provide competitive bidding documentation. The FCC would seek comment on whether applicants also should be required to use the portal to submit other documentation, such as bid evaluation matrices, questions from bidders, and contract documents. In addition, the E-Rate NPRM would ask whether service providers should be required to wait a certain period of time before they could access service providers’ bids. Finally, the E-Rate NPRM would request comment on various issues related to the proposed portal, including how the E-rate’s existing portal could be leveraged to accept service providers’ bids, whether any procurement laws or technical issues would preclude or limit the use of a bidding portal and whether the portal should be used as a repository of documents for purposes of meeting recordkeeping requirements.

You will find more information about the items on the November meeting agenda after the break:

Enabling Text-to-988 - The Second Report and Order would adopt rules that require covered text providers to route text messages sent to 988 to the Lifeline. Covered text providers would include CMRS providers and providers of interconnected text messaging services that enable consumers to send and receive text messages (including through the use of installed or downloaded applications). The implementation date for text-to-988 would be set at July 16, 2022, which is the same deadline for voice providers (i.e., telecommunications carriers, interconnected Voice over Internet Protocol (“VoIP”) providers and one-way VoIP providers) to enable end users to dial 988 to reach the Lifeline. Initially, covered text providers would only be required to support the transmission of text messages to 988 using Short Message Service format because that is the only text format the Lifeline can receive at this time. However, there would be a process whereby the Wireline Competition Bureau could expand the types of text formats that covered text providers must support as the Lifeline becomes capable of handling additional formats.

Enhanced Competition Incentive Program for Wireless Radio Services – The FNPRM would continue the FCC’s efforts to close the digital divide by promoting diversity of spectrum licensees and the availability of wireless services in rural areas. The FNPRM would propose an Enhanced Competition Incentive Program (“ECIP”) that would be available to wireless licenses for which the FCC has auctioned exclusive spectrum rights in a defined geographic area. A wireless licensee would qualify for certain benefits under the ECIP if it entered into an agreement with an unaffiliated entity to assign or lease a portion of its licensed spectrum and (1) the agreement encompassed at least 50 percent of the licensed spectrum and at least 25 percent of the licensed market area, and (2) the agreement was with a small carrier or Tribal entity or the agreement focused on a rural area. Wireless licensees that participate in the ECIP would receive a five-year extension of the license’s term, a one-year extension of the construction deadline and a modified construction requirement in rural areas. The FNPRM would also seek comment on whether a licensee should be required to use Open Radio Access Networks (“RAN”) technologies to receive ECIP benefits, alternative construction options for licensees with certain flexible use licenses (i.e., license that can be used for a variety of applications), and incentives to promote spectrum sharing.

Updating FM Radio Directional Antenna Verification – The NPRM would propose rules to address the FCC’s tentative conclusion that requiring applicants for FM and LPFM broadcast radio licenses or for modifications to those licenses to provide physical measurements to verify directional antenna patterns is outdated. The FCC’s rules currently require FM applicants to either (1) test a full-scale model of an antenna, including the tower or pole on which it is to be mounted and structures that will be in proximity to the antenna, on a test range or (2) construct a smaller, scale model of the antenna, mounting structure, and nearby structures, and then measure the signal in an indoor anechoic chamber. The NPRM would seek comment on whether the use of computer modeling is a viable option for verifying FM radio directional antenna patterns, whether the FCC should require use of a specific computer program, whether antenna manufacturers or broadcast engineers generally prefer a certain computer model to accurately analyze FM radio directional antenna patterns, and whether the FCC’s policies are effective in resolving interference complaints or disputes pertaining to the directional FM antennas.

Knéis Low-Earth Orbit Satellites Market Access - The Order would grant a petition and waiver request by Knéis, a private satellite operator, to access the United States market using a network of 25 low-Earth orbit (“LEO”) satellites authorized by France and operating on frequencies in the non-voice, non-geostationary mobile-satellite service and earth exploration-satellite service. The Order would grant Kinéis permission to use the 399.9-400.05 MHz and 401-403 MHz bands for uplink and the 400.15-401 MHz band for downlink, subject to certain conditions. Knéis would rely on these frequencies to support connectivity for IoT devices used in the maritime, agricultural, logistics, outdoor sports, security, and scientific sectors. The Kinéis satellite system would be compatible with the Argos data collection system (a worldwide network of data collection satellites managed by France’s space agency, together with the National Aeronautics and Space Administration and the National Oceanic and Atmospheric Administration) and would facilitate implementation of the next generation of the Argos system. Five of the satellites would monitor maritime communications in the 156.7625-162.0375 MHz band thereby enhancing maritime domain awareness. The Order would also require Kinéis to obtain approval of its orbital debris mitigation plans prior to commencing service.

The 70/80/90 GHz Bands are allocated on a co-primary basis for Federal and non-Federal use, for terrestrial, satellite, radio astronomy and radiolocation uses. For nearly twenty years, there has been a non-exclusive “light” licensing and registration scheme in the 70/80/90 GHz Bands for high-capacity, ground-based point-to-point links that can be used for any non-broadcast purpose. In a June 2020 Notice of Proposed Rulemaking in WT Docket No. 20133, the Commission launched consideration of changes to the 70/80/90 GHz antenna standards and the link registration processes which proponents believed would increase the utility of the bands. But the record also affirmed that other stakeholders envisioned additional uses of the bands, which they claimed would be compatible with the ground-based point-to-point links such as using the 70/80/90 GHz Bands for point-to-point links to endpoints in motion to facilitate broadband service to ships and aircraft or for high-capacity links between points on the ground using stratospheric platforms.

Now, a year later, the Bureau is particularly “interested in the feasibility of permitting HAPS or other stratospheric-based platform services in these bands” and whether these services could be introduced compatibly with other services in the bands. Among other subjects, the Bureau asks how stratospheric platforms would be used in the bands (including information system operating parameters), what services the platforms can support (e.g., commercial, private, or governmental uses), and whether HAPS or other stratospheric platforms are commercially viable in light of several previous stratospheric platform advocates have indicated they are no longer actively pursuing their plans. The Bureau also asks whether, if it were to authorize stratospheric communications platforms to use 70/80/90 GHz Bands, the FCC should impose certain technical limitations or restrictions on the deployment of such services to protect incumbent operations, such as altitude restrictions, power limits, transmitter design considerations, directional constraints, additional emission limits, coordination, or other requirements. Much like a rulemaking notice, the Public Notice also inquires what licensing and service rules should apply to stratospheric-based communications services and whether they should be limited to services facilitated by nominally fixed stratospheric platforms, one of the defining characteristics of HAPS as described in international and FCC regulations.

The Public Notice also seeks comment on any international implications related to HAPS or other stratospheric-based platform services that might be authorized in the 70/80/90 GHz Bands. The Bureau noted that, at the 2019 World Radiocommunication Conference (“WRC”) of the International Telecommunications Union, additional spectrum bands were identified for HAPS globally at 31.0-31.3 and 38.0-39.5 GHz and in Region 2, the Americas, at 21.4-22.0 and 24.25-27.5 GHz. The Commission has not taken action to date to implement domestically these new international allocations, which supplement much more narrow allocations for HAPS at earlier WRCs in the 2, 6, 27/31, and 47/48 GHz bands.

Continuing the Public Notice’s theme of new means of potential connectivity for internet broadband access, the Bureau’s Public Notice also requests additional information regarding the potential use of the 70/80/90 GHz Bands to provide broadband Internet access to customers on airplanes and aboard ships. One of the subjects in the 70/80/90 GHz rulemaking proceeding initiated last year was consideration of a proposal by Aeronet Global Communications, Inc. to use these Bands for “Scheduled Dynamic Datalinks” (“SDDLs”) to aircraft and ships.

The Commission’s consumer protection action arises from numerous complaints from consumers who have suffered harm as a result of these practices, and from concerns that consumers are vulnerable to these acts because wireless carriers have not implemented adequate protocols to verify that SIM swap and port-out fraud requests. To mitigate them, the agency suggests revisions to its Customer Proprietary Network Information ("CPNI") and Local Number Portability ("LNP") rules.

Proposed CPNI Rule Revisions to Combat SIM Swapping

Although narrowly-tailored, specifically covering the account information, call detail information, and billing information that voice service providers collect from their subscribers, the FCC’s CPNI rules are among the most robust consumer privacy protections in the technology sector. The rules require voice providers to secure opt-in or opt-out consent for certain uses and disclosure of CPNI, to establish policies and procedures to discover and prevent unauthorized access to CPNI by third parties, to notify customers when certain account changes are made, and to notify law enforcement and customers when a breach of CPNI has occurred. Many of these rules were adopted or strengthened in 2007, when the FCC took action against another practice designed to gain unauthorized access known as “pretexting.”

To reduce the incidence of SIM swap fraud, the NPRM proposes to modify the CPNI rules to prohibit wireless carriers from effectuating a SIM swap unless the carrier uses a secure method of authenticating the customer. As its primary proposal, the FCC puts forth four secure authentication methods that are already familiar to consumers: (1) a pre-established password; (2) a one-time passcode sent via text message to the account phone number or a pre-registered backup number; (3) a one-time passcode sent via e-mail to the e-mail address associated with the account; or (4) a passcode sent using a voice call to the account phone number or a preregistered back-up telephone number.

The FCC also offers two alternative approaches to give carriers flexibility to adopt new and better authentication methods as they are developed and in the event the proposed methods become less secure over time. First, the NPRM asks if the FCC should simply require carriers to adopt “heightened authentication measures” for SIM swap requests, which would allow them to choose from any secure authentication methods available at the time. Second, the NPRM asks whether the FCC should require carriers to comply with the NIST Digital Identity Guidelines, which provide technical requirements for federal agencies “implementing digital identity services” with a focus on authentication—these guidelines are updated regularly in response to changes in technology.

Beyond the authentication methods, the NPRM also seeks comment on other protections to prevent unauthorized SIM swaps. For example, it asks what procedures carriers should be required to adopt in the event there are several failed authentication attempts, whether customers should be notified of requests for SIM changes, and whether SIM swaps should be delayed pending notification or verification from the affected customer. It also suggests that customers be able to disable SIM changes by phone or online and that customers be notified of SIM swap protection methods annually. In addition, the NPRM asks whether the FCC should impose customer service, training, and transparency requirements specifically focused on preventing SIM swap fraud.

Proposed LNP Rule Revisions to Combat Port-Out Fraud

The FCC’s LNP rules allow consumers to retain their phone numbers when switching telecommunications service providers by requiring providers to port phone numbers to a customer’s new carrier upon request. While the FCC has codified requirements for providers to validate requests for wireline-to-wireline and intermodal porting, it has only provided guidance for wireless-to-wireless requests based on common industry practices. Specifically, for wireless-to-wireless port-out requests, the guidance suggests that providers validate requests using telephone number, account number, and ZIP code, as well as a customer passcode, if established by the customer.

In proposing rules to prevent port-out fraud, the FCC is seeking to balance the need to protect consumers from the fraudulent practice with its goals under the LNP rules—namely, ensuring that port-out requests are processed and done so in a timely manner, thereby promoting competition among providers by enabling consumers to choose a carrier that best suits their needs. In striking this balance, the NPRM proposes to modify the LNP rules to require that wireless carriers notify customers through a text message or push notification when a port-out request is received so that customers can take steps to stop unauthorized requests. But it also asks if the FCC should go a step further and require customer verification or acknowledgement of the notification.

The NPRM also asks for comment on several additional items to prevent port-out fraud. For instance, it asks whether other methods currently used by providers are effective in preventing the practice and should be imposed on other carriers. It also proposes codifying the four types of information carriers must use to validate wireless-to-wireless port-out requests. Finally, the NPRM asks what, if any, effect its proposed rules would have on timing of port-out requests and competition.

Wireless providers who are interested in informing the FCC’s decisions regarding changes to its CPNI and LPN rules can file initial comments on November 15, 2021 and reply comments on December 14, 2021.

You will find more information about the items on the September meeting agenda after the break:

Promoting More Resilient Networks - The NPRM would seek comment on various issues related to improving the reliability and resiliency of communications networks during emergencies and natural disasters. The NPRM focuses on whether the Framework (a wireless industry agreement aimed at providing mutual aid during emergencies, ensuring municipal and consumer readiness and communicating about service restoration) can be improved, such as by expanding participation, increasing the scope of participants’ obligations or codifying industry disaster-based coordination obligations. The NPRM would also seek comment on enhancing information provided to the FCC during disasters and network outages through the Network Outage Reporting System and the Disaster Information Reporting System. In addition, the NPRM would ask about communications resilience strategies to mitigate the impact of power outages, including coordination between communications providers and power companies and the use of backup power during disasters.

Reassessing 4.9 GHz Band for Public Safety – The Order on Reconsideration would grant requests by public safety organizations to vacate a 2020 order that permits states to lease spectrum in the 4.9 GHz band (designated for public safety use) to third parties for non-public-safety use. The Order on Reconsideration would also lift a freeze on 4.9 MHz licenses to allow incumbent licensees to modify licenses or seek new permanent fixed sites. The FNPRM would propose to establish a nationwide framework for the 4.9 GHz band to maximize public safety while promoting interoperable communications and interference protection throughout the network. Areas for comment would include how to protect public safety users from harmful interference, the use of the Universal Licensing System or another database to maintain relevant technical data, adoption of consistent technical standards to foster interoperability of equipment using the band and giving public safety uses priority. The NPRM would also seek comment on how to manage the band, incentivize public safety licensees to use the latest commercially available technologies and allow non-public safety use of the band without jeopardizing public safety operations.

Authorizing 6 GHz Band Automated Frequency Coordination Systems - The Public Notice would set forth a process for the OET to authorize AFC systems, which are required to operate standard-power devices in the 6 GHz band. Specifically, unlicensed standard power devices that operate in the 6 GHz band are required to check an AFC system prior to operating to avoid harmful interference to incumbent operations. The Public Notice would explain the approval process for AFC system operators, which would include conditional approval, a public trial period and an opportunity for public comment. The Public Notice would provide detailed information about the content of AFC system proposals and request that such proposals be submitted no later than November 30, 2021 (although proposals will be accepted after that date).

Spectrum Requirements for the Internet of Things - The NOI (which is required to be issued by The William M. (Mac) Thornberry National Defense Authorization Act for FY 2021 (Pub. L. No. 116-28) (the “Act”)) would seek comment on whether there is sufficient spectrum available for current and future IoT needs. As directed by the Act, the LOI would ask for comment on how to ensure that adequate spectrum is available for the increased demand for the IoT, whether regulatory barriers would prevent accessing any additional needed spectrum and the roles of licensed and unlicensed spectrum for supporting the IoT.

Shielding 911 Call Centers from Robocalls – The FNPRM would propose to update the FCC’s rules governing the PSAP Do-Not-Call registry. Although the FCC adopted rules in 2012 to establish the registry as a means to protect PSAPs from unwanted robocalls, the registry has not been fully implemented due to security concerns associated with releasing PSAP telephone numbers to entities accessing the registry. The FNPRM would propose that voice service providers block autodialed calls to PSAP telephone numbers on the PSAP Do-Not-Call registry, as an alternative to allowing entities claiming to use autodialers to access the registry to identify telephone numbers that may not be called. In addition, the FNPRM would seek comment on whether autodialed calls and text messages continue to disrupt PSAPs’ operations, security risks associated with maintaining a centralized registry of PSAP telephone numbers, ways to address security issues (such as enhanced caller vetting and data security requirements) and alternative means to prevent robocalls to PSAPs (such as by utilizing other technological solutions or leveraging the National Do-Not-Call registry).

Stopping Illegal Robocalls From Entering American Phone Networks - The FNPRM would propose to require gateway providers to assist in the battle against illegal robocalls by applying STIR/SHAKEN caller ID authentication and other robocall mitigation techniques to calls that originate abroad from U.S. telephone numbers. The FNPRM would also seek comment on several other proposals aimed at mitigating robocalls, including the following requirements that would be applicable to gateway providers: (1) responding to traceback requests within 24 hours; (2) blocking calls upon notification from the Enforcement Bureau that a certain traffic pattern involves illegal robocalling; (3) utilizing reasonable analytics to block calls that are highly likely to be illegal; (4) blocking calls originating from numbers on a do-not-originate list; (5) confirming that a foreign call originator using a U.S. telephone number is authorized to use that number; (6) including robocall mitigation obligations in contracts with foreign customers; and (7) submitting a certification regarding robocall mitigation practices to the Robocall Mitigation Database. In addition, the FNPRM would seek comment on a requirement that service providers block calls from gateway providers identified as bad actors by the FCC and on whether additional information should be collected by the Robocall Mitigation Database. The FNPRM would ask whether there are alternative means to stop illegal foreign-originated robocalls. Finally, while the rulemaking proceeding is pending, the FCC would not enforce the prohibition in Section 63.6305(c) of the FCC’s rules on U.S.-based providers accepting traffic carrying U.S. NANP numbers that is received directly from foreign voice service providers that are not in the Robocall Mitigation Database.

Supporting Broadband for Tribal Libraries Through E-Rate - Pursuant to Section 254(h)(4) of the Communications Act of 1934, as amended, a library may not receive preferential treatment or rates (such as under the E-rate program) unless it is eligible for assistance from a State library administrative agency under the Library Services and Technology Act (“LSTA”). In 2018, the LSTA was amended to specifically include Tribal libraries as eligible for assistance from a State library administrative agency. The NPRM would propose to amend Sections 54.500 and 54.501(b)(1) of the FCC’s rules to clarify that Tribal libraries are eligible for E-rate support. The NPRM would also seek comment on other measures to enable Tribal schools and libraries to gain access to the E-rate program and ways to increase participation in the E-rate program.

Strengthening Security Review of Companies with Foreign Ownership - The Second Report and Order would adopt standardized national security and law enforcement questions (“Standard Questions”) to be answered by applicants with reportable foreign ownership as part of the Executive Branch review of certain applications filed with the FCC. The issuance of Standard Questions is the FCC’s final step in implementing several reforms to formalize and streamline the FCC and Executive Branch review process consistent with Executive Order No. 13913 (April 20, 2020), which established a Committee for the Assessment of Foreign Participation in the United State Telecommunications Sector (“Committee” (formerly known as Team Telecom)) and set forth procedures and timelines for the Committee to complete its review. The Second Report and Order would include Standard Questions for the following types of applications when reportable foreign ownership (generally a 5 percent or greater equity and/or voting interest (indirect or direct) in the applicant) is present: (1) applications for a new or modified International Section 214 authorization or submarine cable landing license; (2) applications for assignment or transfer of control of an International Section 214 authorization or a submarine cable landing license; and (3) petitions for a declaratory ruling to permit foreign ownership in a broadcast licensee, common carrier wireless licensee or common carrier earth station licensee that exceeds the benchmarks in Section 310(b) of the Communications Act. There would also be a supplement to each set of questions to provide personally identifiable information for individuals with a reportable ownership interest, non-U.S. individuals with access to the applicant’s facilities, corporate officers and directors, and a law enforcement point of contact.

You will find more information about the most significant items after the break.

Appeals of STIR/SHAKEN Revocation Decisions – The Third Report and Order (“Order”) would establish a process for the FCC’s private Governance Authority that oversees the STIR/SHAKEN framework to review and revoke the ability of a voice service provider to participate in STIR/SHAKEN. The Order would also create an appeals process for voice service providers to challenge any revocation decisions, modeled on the established appeals process and procedures for reviewing decisions by the Universal Service Administrative Company (“USAC”). Voice service providers affected by a revocation could file a request for review with the FCC, and third parties would be permitted to file oppositions and replies to the request in ECFS.

Establishing Two New Innovation Zones – The Public Notice would approve the creation of two new Innovation Zones for experimental licenses in Boston, MA (Northeastern University) and Raleigh, NC (NC State University), and would expand the geographical boundary of the Innovation Zone in New York City. Innovation Zones allow experimental licensees to conduct unrelated experiments at designated locations without requiring explicit FCC approval. The NC State Innovation Zone would be intended to study new use cases for advanced wireless technologies emerging in unmanned aerial systems (“UAS”), while the Northeastern Innovation Zone would allow researchers to use the Colosseum wireless network emulator to extend and accelerate research in wireless networked systems. The two Innovation Zones would also promote platforms to test the integration of Open Radio Access Networks (Open RAN). Both Innovation Zones would be established for a renewable period of five years.

Updating FCC Numbering Policies – The Further Notice of Proposed Rulemaking would adopt clarifications and revisions to the Commission’s numbering rules, consistent with the Congressional directives in the TRACED Act. The FNPRM would propose to require additional certifications as part of the direct access application to numbering resources and would require disclosures of foreign ownership information of applicants, proposing to refer applicants with 10% or greater foreign ownership to the Executive Branch agencies. It would also require direct access authorization holders to more frequently update the FCC of any ownership changes, and would seek comment on expanding the direct access to numbers authorization process to one-way VoIP providers or other entities using numbers.

Updating TRS Compensation – The Notice of Proposed Rulemaking would propose changes to the compensation methodology for the Internet Protocol Relay, a form of Telecommunications Relay Service (“TRS”) that allows an individual with a hearing or speech disability to communicate with voice telephone users by transmitting text via the Internet. The NPRM would propose to modify the compensation methodology to permit recovery of reasonable costs of outreach and operating margins, and would seek comment on permitting recovery of indirect overhead costs. It would also propose to calculate the base compensation level using projected costs and demand over a multi-year compensation period. The NPRM further would seek comment on a proposed potential hybrid compensation model that would rely in part on compensation for state-program relay service.

You will find more information about the most significant items after the break:

Securing Communications Networks – The Third Report and Order would amend the FCC’s rules for the Secure and Trusted Communications Network Reimbursement Program, consistent with the guidance in the Consolidated Appropriations Act (“CAA”). As proposed in a February 2021 Third FNPRM, the Order would increase the eligibility cap for participation in the Reimbursement Program from providers with two million or fewer customers to providers with ten million or fewer customers, and would modify the equipment and services eligible for reimbursement to all communications equipment and services provided or produced by Huawei or ZTE. The Order would also establish June 30, 2020 as the date by which equipment and services must have been obtained to be eligible for reimbursement. Additionally, the Order would make several other changes to the Commission’s rules to align the prioritization scheme and definition of “advanced communications service” with the CAA framework, and would clarify certain aspects of the Reimbursement Program rules.

Radar Sensing Technologies in the 60 GHz Band – The draft NPRM would recognize the recent technological advancements for FDS/radar devices and increased demand for unlicensed mobile radar operations in the 57-64 GHz portion of the 57-71 GHz band. It would therefore ease technical restrictions on the operation of unlicensed FDS/radar devices consistent with recent waivers while continuing to protect other unlicensed users of the 57-71 GHz band like WiGig wireless local area networking (“WLAN”) devices and outdoor fixed point-to-point communication links. The Office of Engineering and Technology (“OET”) has granted several waivers of Section 15.255 of the FCC’s rules for FDS/radar operations to operate at higher power levels without any reported cases of harmful interference, starting with the Google waiver in 2018 for short-range gesture sensing radars incorporated into phones and tablets.

Among other things, the NPRM would (1) allow all unlicensed FDS/radar devices to operate in the 57-64 GHz portion of the band at a maximum of 20 dBm average EIRP, 13 dBm/MHz average EIRP power spectral density, and 10 dBm transmitter conducted output power, along with a maximum 10% duty cycle restriction within any 33 ms interval; and (2) seek comment on whether the Commission could allow FDS/radar devices that use listen-before-talk, spectrum sensing or other similar methods of technical coexistence to operate across the entire 57-71 GHz band at the same power level (40 dBm EIRP) as is currently permitted for communications devices in the band.

Updating International Filing Requirements – The Order would modify the Commission’s rules to require electronic filing of all remaining applications or reports to the International Bureau previously requiring paper filing or alternative filing processes. Specifically, the Order would mandate the electronic filing of Section 325(c) applications, applications for International High Frequency Broadcast (“IHF”) Stations, and Dominant Carrier Section 63.10(c) Quarterly Reports. It would also remove a duplicate paper filing requirement for satellite cost-recovery declarations. With this Order, all applications and filings to the International Bureau would require electronic filing in the International Bureau Filing System (“IBFS”).

You will find more information about the most significant items on the June meeting agenda after the break:

Securing the Communications Supply Chain – The NPRM and NOI would seek comment on a proposal to prohibit all future authorizations for equipment on the FCC’s Covered List under the Secure and Trusted Communications Act. The NPRM would seek comment on whether, and how, the FCC should revoke any current authorizations for equipment included on the Covered List, and if it should revise the rules to no longer permit exceptions for equipment authorizations on the Covered List. It would also propose to require participants in any upcoming FCC auctions to certify that their auction bids do not and will not rely on financial support from any entity that the agency has designated as a national security threat to the communications supply chain. The NOI would seek comment on how the FCC can leverage its equipment authorization program to encourage manufacturers to consider cybersecurity standards and guidelines when building devices that will connect to U.S. networks.

Modernizing Equipment Marketing and Importation – The Report and Order would adopt changes to the equipment authorization rules to allow expanded marketing and importation of radiofrequency (“RF”) devices prior to certification, with conditions. The Order would add a new condition to allow importation of up to 12,000 RF devices for certain pre-sale activities prior to authorization. It would additionally amend the FCC’s rules to allow conditional sales of RF devices prior to authorization, so long as those devices will not be delivered to consumers until they are authorized. The Order includes labeling, recordkeeping, and other conditions to ensure that RF devices are not sold or operated prior to equipment authorization.

Improving Emergency Alert Systems – The Report and Order and FNPRM would adopt the rule changes proposed in the FCC’s March 2021 NPRM to update the EAS and WEA systems rules, pursuant with the 2021 National Defense Authorization Act (“NDAA”) requirements. The Order would create a new category of non-optional “National Alerts,” combining WEA Presidential Alerts with FEMA Administrator Alerts, which may be nationally or regionally distributed. States would be encouraged to establish a state EAS plan checklist for State Emergency Communications Committees (“SECCs”), or otherwise establish an SECC if not already formed. This Report and Order would also enable FEMA to report false EAS and WEA alerts and to repeat certain EAS messages if necessary. The FNPRM would seek comment on whether to remove or refine certain EAS emergency event codes that are irrelevant or confusing, and on whether to update the EAS to include a more persistent display and notification of emergency messages for more severe events.

Implementing the TRACED Act – The Report and Order would establish rules pursuant to the TRACED Act to create a process that streamlines the ways in which a private entity may report robocalls or spoofed caller ID to the FCC. The Commission would create on online portal where private entities, meaning any entity other than an individual person or public entity, could submit suspected violations directly to the Enforcement Bureau. The Order clarifies that the new portal would not affect the existing consumer complaint process, and the agency will still use the consumer complaint portal for individual consumer complaints.

Connected Care Pilot Program – The Second Report and Order offers further guidance on the Commission’s Connected Care Pilot Program, including on the Pilot Program budget and administration, eligible services, competitive bidding instructions, invoicing, and data reporting for selected participants. Notably, the Order clarifies that the Pilot Program will reimburse network equipment purchases necessary to make both broadband and connected care information services functional, even if the Pilot Program is not directly supporting the costs of those services. The FCC announced earlier this year that an initial 23 applicants had been selected, with more selected applications to be announced at a later date, and selected applicants could begin the funding request process once this Report and Order becomes effective.

You will find more details about the most significant items on the April meeting agenda after the break.

Text-to-988 – The Further Notice of Proposed Rulemaking would expand the new 988 designation for suicide prevention services to include text messaging. Specifically, the FNPRM proposes to require covered text providers to support text messaging by routing text messages sent to 988 to the National Suicide Prevention Lifeline (“Lifeline”). The Lifeline will begin receiving voice calls placed to 988 no later than July 16, 2022. Noting the increasing popularity of texting over voice services, particularly by younger users, the FNPRM seeks comment on the technical considerations for covered text providers, equipment vendors, and software vendors to also enable suicide prevention services to be provided through text-to-988 service. The NPRM considers the possibility of requiring text providers to send automatic bounce-back messages to consumers where the text-to-988 service is not available.

Wireless Microphones – The NPRM would propose to permit licensed wireless microphone users to operate WMAS technology on frequencies already available for Part 74 licensed wireless microphone operations in the TV bands (VHF and UHF). Those frequencies are the 653-657 MHz segment of the 600 MHz duplex gap, and in the 941.5-944 MHz, 944-952 MHz, 952.850-956.250 MHz, 956.45-959.85 MHz, 1435-1525 MHz, 6875-6900 MHz and 7100- 7125 MHz bands. The NPRM also proposes to permit WMAS to use up to 6 megahertz channels when less spectrum is sufficient for applications, or less spectrum is available. The NPRM would require WMAS to operate with a minimum of three audio channels per megahertz of spectrum to ensure an efficient use of spectrum. It would also require WMAS to comply with the emission mask and spurious emission limits for WMAS that were specified in the 2017 European Telecommunications Standards Institution (“ETSI”) standards. The NPRM proposes to update the existing Part 74 and Part 15 wireless microphone technical rules to reference the relevant portions of the 2017 ETSI wireless microphone standards as they currently reference the 2011 version. Lastly, the NPRM seeks comment on whether to authorize WMAS for unlicensed microphone operations under Part 15.

Improving 911 Reliability – The Third Notice of Proposed Rulemaking proposes to harmonize two currently separate outage reporting rules – the rules applicable to covered 911 service providers serving Public Safety Answering Points (“PSAPs”) and the rules requiring telecommunications service providers to report outages affecting 911 service to the public. The NPRM would require all originating service providers to notify potentially affected 911 facilities of an outage within 30 minutes of discovering the outage (the same time period that covered 911 providers have to notify PSAPs of an outage). Service providers would also be required to communicate such information no later than two hours after the initial notification. It would also establish consumer notification procedures for 911 unavailability. This NPRM would standardize the type of information conveyed to PSAPs, which would include information such as the name of the service provider(s) offering the notification and/or experiencing the outage, date and time when the incident began, communications service affected, and potential impact on PSAPs. The NPRM also focuses on service providers maintaining accurate PSAP contact information.

You will find more details about the most significant items on the March meeting agenda after the break.

3.45 GHz Band Plan – The Report and Order would reallocate 100 megahertz of spectrum in the 3450-3550 MHz (3.45 GHz) band for flexible use wireless service and adopt a band plan as well as performance requirements to implement the new 3.45 GHz service. This framework would enable full-power commercial use while including protections for federal incumbents when and where they require access to the band. The FCC is required by statute to start an auction to grant new flexible use licenses in this band by December 31, 2021. The FCC also would propose modifying the licenses of secondary, non-federal radiolocation operations in the 3.45 GHz band to a new 2.9-3.0 GHz band assignment.

3.45 GHz Auction – The Public Notice would propose application and bidding procedures for the new flexible use licenses in the 3.45 GHz band through Auction 110. The FCC expects the auction to begin in early October 2021. Auction 110 would offer up to 100 megahertz of spectrum on an unpaired basis, divided into five 20-megahertz blocks licensed by Partial Economic Area. The Public Notice would seek comment on the proposed auction procedures, with comments due April 14, 2021 and reply comments due April 29, 2021.

Promoting Public Safety Through Information Sharing – The Report and Order would provide direct, read-only access to NORS and DIRS information for state, federal, local, and Tribal partners to increase public safety data sharing while preserving the confidentiality of providers’ network information. Agencies receiving the information would be permitted to share the NORS and DIRS data with agency officials, first responders, and individuals on a need to know basis, and publicly disclose aggregated and anonymized information derived from NORS or DIRS filings. The Report and Order would create an application process to grant agencies access to the information following a certification process to maintain the confidentiality of the information and databases.

Improving EAS and WEA – The Notice of Proposed Rulemaking (“NPRM”) would implement section 9201 of the National Defense Authorization Act and initiate a proceeding to ensure that mobile devices cannot opt-out of receiving WEA alerts from FEMA. The NPRM also would propose to amend annual reporting requirements for state EAS authorities, enable reporting of false EAS and WEA alerts by the FEMA Administrator as well as state, tribal, and local governments, and require repeating EAS messages when necessary. In an associated Notice of Inquiry, the FCC would seek further comment on delivering and improving EAS messages through Internet platforms, including streaming services.

Promoting Open RAN Networks – The Notice of Inquiry would ask for input on the status of Open RAN and other virtualized network environments. Specifically, the FCC asks for information about the current state of such technologies, what steps are required to deploy and scale Open RAN networks, and how deployment of these Open-RAN-compliant networks could benefit the agency’s policy goals and statutory obligations to increase the security of the nation’s communications networks. The FCC intends for carriers to consider and use the information developed in this proceeding to inform their approaches to next-generation equipment and services.

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The December meeting may be the first attended by recently-confirmed Republican FCC Commissioner Nathan Simington, who will replace outgoing Commissioner Michael O’Rielly after today’s confirmation vote in the U.S. Senate. In addition, Chairman Pai recently announced that he intends to leave the FCC on Inauguration Day, January 20, 2021. As a result, the January 2021 FCC open meeting will be his last meeting before the change in administration.

You will find more details about the most significant items on the December meeting agenda after the break.

Securing the Communications Supply Chain – The draft Report and Order would require ETCs receiving Universal Service Fund support to remove and replace covered equipment and services posing a national security risk from their networks. It would also establish a reimbursement program to subsidize smaller carriers to remove and replace covered equipment, specifically those providers with two million or fewer customers, once Congress appropriates the estimated $1.6 billion needed to reimburse eligible providers for such costs. The draft Order would establish the procedures and criteria for publishing a list of covered communications equipment or services, and would adopt a reporting requirement for all providers of advanced communications services to annually report on covered equipment and services in their networks.

Modernizing Equipment Marketing and Importation Rules – The draft NPRM would propose updates to the Commission’s marketing and importation rules under its equipment authorization program. The proposed rules would permit, prior to equipment authorization, conditional sales of radiofrequency devices to consumers under certain circumstances. The NPRM also would propose to allow a limited number of radiofrequency devices subject to Certification to be imported into the U.S. prior to equipment authorization for certain pre-sale activities, including packaging and shipping devices, and loading devices with specific software.

TCPA Order on Reconsideration – The draft Order on Reconsideration would clarify the Commission’s previous interpretation of the TCPA that permitted government and government contractor calls without consumers’ prior express consent. The draft item would address long-standing questions regarding a 2016 Declaratory Ruling that first set guardrails on the government and government contractor exemption. The draft text of this item has not been publicly released.

Modernizing the E-Rate Program – The draft Order would amend the E-Rate invoice filing deadline rule to ensure program participants have sufficient time to complete the invoice payment process. Specifically, the Order would address situations where USAC issues a revised E-Rate funding commitment letter, in which case the FCC will allow recipients additional time to complete the work identified in the revised funding commitment. The draft text of this item has not been publicly released.

FCC regulatory will likely slow in the aftermath of the election and with an upcoming change in Administration. However, the Commission tees up two new rulemaking proceedings with the November agenda, signaling that the FCC may still be moving forward with policy initiatives going into a transition period. You will find more details on the most significant November meeting items after the break:

Reallocating the 5.9 GHz Band: The draft First Report and Order, Further Notice of Proposed Rulemaking, and Order of Proposed Modification (“FNPRM”) would adopt rules to repurpose the 5.9 GHz (5.850-5.925 GHz) band. The Order would repurpose 45 megahertz of spectrum in the 5.850-5.895 GHz portion of the band for unlicensed use and allow for immediate unlicensed indoor operations. It would designate the upper 30 megahertz of spectrum in the 5.895-5.925 GHz band for ITS service, and require ITS operations to cease operations in the lower portion of the band within one year of the Order’s effective date. The Commission would also require the transition of the ITS radio service standard from Dedicated Short-Range Communications (“DSRC”) technology to C-V2X technology. The FNPRM would propose technical rules for outdoor unlicensed operations in the 5.850-5.895 GHz band once ITS operations have transitioned out of this portion of the band, and would seek comment on the implementation timelines and technical parameters for transitioning all ITS operations in the revised ITS band to C-V2X-based technology.

Further Streamlining of Satellite Regulations: The draft Report and Order would streamline the Commission’s satellite licensing rules by creating an optional framework for authorizing space stations and blanket-licensed earth stations through a unified license. The unified license would be available to systems operating above 10 GHz, and would eliminate redundancies in the separate licensing process and accelerate new earth station deployment. The FCC would streamline application requirements by allowing applicants to certify compliance with satellite licenses and would eliminate certain reporting requirements. The Order would additionally align buildout periods for qualifying earth stations and the satellites with which they communicate to allow for increased coordination.

Facilitating Next Generation Satellite Services in the 17 GHz Band: The draft Notice of Proposed Rulemaking (“NPRM”) would propose to allow use of the 17.3-17.7 GHz band by geostationary satellite orbit (“GSO”) space stations in the FSS in the space-to Earth (downlink) direction on a co-primary basis with incumbent services, aimed at increasing use and efficiency of the 17 GHz band. The Commission would propose to permit limited GSO FSS use of the 17.7-17.8 GHz band on a non-protected basis for fixed service operations. The NPRM would additionally propose technical parameters for an extended Ka-band, and would propose to apply certain uplink power limits to GSO FSS uplink transmissions in the extended Ka-band to protect GSO FSS space stations from interference.

Expanding the Contribution Base for Accessible Communications Services: The draft NPRM would propose to amend the Commission’s rules to update the funding mechanism for the TRS Fund, and expand the contribution base for Internet-based TRS to Video Relay Service (“VRS”) and Internet Protocol (“IP”) Relay Service. The FCC would propose to expand the contribution base for these services to include intrastate revenues from telecommunications carriers and VoIP service providers. The NPRM would propose to calculate these TRS Fund payments to support VRS and IP Relay by applying a single contribution factor for all three Internet-based services to a contributor’s total end-user revenues, combining both intrastate and interstate revenues. The Commission would seek comment on its implementation proposals and on any alternative approaches for the contribution calculation.

Unlike most monthly Commission meetings, none of the items on the October agenda initiate new proceedings or propose new rules. Instead, the items focus on implementation of a number of policies prioritized under Chairman Pai. FCC regulatory activity will likely slow in the aftermath of the election. As a result, the October agenda may represent the FCC’s final push for any major reforms in the near-term. However, on October 15, Chairman Pai did announce his intention to move forward with a rulemaking to interpret the meaning of Section 230 of the Communications Decency Act. You will find more details on the significant October meeting items after the break:

Restoring Internet Freedom Order Remand: The draft Order on Remand would respond to the remand from the D.C. Circuit in Mozilla Corp v. FCC, which upheld a majority of the FCC’s decisions on broadband Internet access service regulation and classification in the 2017 Restoring Internet Freedom Order, but remanded three issues back to the agency for further consideration. The FCC would address each issue and find that its initial conclusions in the 2017 order promote public safety communications, facilitate broadband infrastructure deployment through pole attachment rights, and allow the Commission to continue to provide Lifeline support conditioned on providing broadband internet access service. The agency would find there is no basis for departing from these original conclusions and that any negative effects on these sectors resulting from its classification of broadband Internet access service in the 2017 order would be limited or otherwise outweighed by the benefits of the “light-touch” regulatory framework for broadband.

Establishing a 5G Fund for Rural America: The draft Report and Order would adopt the 5G Fund using a two-phase reverse auction targeting support for deploying 5G networks in areas without an unsubsidized provider of either 4G LTE or 5G mobile broadband. Proposed in an April 2020 Notice of Proposed Rulemaking (“NPRM”), the draft Order would adopt a 10-year term of support and an overall budget of $9 billion for the 5G Fund. Phase I of the auction would make available up to $8 billion, with $680 million set aside for bidders offering to serve Tribal lands, and Phase II would make at least $1 billion available to target deployment facilitating adoption of precision agriculture technologies. The FCC would adopt its proposal to determine which areas would be eligible for 5G Fund support from data collected through the upcoming Digital Opportunity Data Collection, and would impose performance requirements on carriers continuing to receive legacy mobile high-cost support.

Unlicensed Wireless Opportunities in TV White Spaces: The draft Report and Order would adopt changes to the Part 15 unlicensed device rules, as proposed in the Commission’s February 2020 NPRM, to expand the ability of white spaces devices to deliver wireless broadband services in rural areas. The Order would increase the maximum permissible power for fixed white space devices operating on TV channels 2-35 in “less congested areas” and allow higher-power mobile operations within defined geographic areas. The FCC would also adopt rule changes to facilitate the development of narrowband Internet of Things devices and services in the TV bands.

Streamlining Approval of Wireless Infrastructure Modifications: The draft Report and Order would revise the Commission’s section 6409(a) rules to provide for streamlined state and local review of tower modifications that involve limited ground excavation or deployment beyond site boundaries. The rule revision would establish that, for towers not located in the public rights-of-way, a modification of an existing site needing ground excavation or deployment of up to 30 feet will not be disqualified from streamlined processing on that basis. The draft Order would also promote accelerated deployment of 5G and other advanced wireless services by facilitating the collocation of antennas and associated equipment on existing infrastructure, while preserving the ability of state and local governments to manage and protect local land-use interests.

Modernizing Unbundling and Resale Requirements: The draft Report and Order would eliminate and modernize unbundling and resale requirements for incumbent local exchange carriers (“LECs”). The FCC would eliminate certain unbundling requirements for specific broadband-capable loops, subject to reasonable transition periods, in more densely populated areas, but preserve unbundling requirements in less densely populated areas without sufficient evidence of competition. The draft Order would also forbear from the avoided-cost resale obligation for non-price cap carrier incumbent LECs, subject to a three-year transition period.

FCC regulatory activity likely will slow in the immediate lead-up to and aftermath of the 2020 general election. As a result, the September agenda may represent the FCC’s last big push on major reforms for the year. You will find more details on the significant September meeting items after the break:

Repurposing 3 GHz Band Spectrum: The draft Report and Order and Further Notice of Proposed Rulemaking would eliminate the non-federal radiolocation and amateur allocations from the 3.30-3.55 GHz band as a first step toward future sharing of the spectrum between federal incumbents and commercial wireless providers. However, the FCC would allow incumbent non-federal licensees to continue in-band operations until it finalizes its plans to reallocate the spectrum operations to below 3.0 GHz. The FCC would propose making 100 megahertz of spectrum in the 3.45-3.55 GHz band available for flexible use wireless service throughout the contiguous United States. To facilitate such wireless operations, the FCC would propose adding a co-primary, non-federal fixed and mobile (except aeronautical mobile) allocation to the band. It would also seek input on the appropriate licensing, auction, spectrum sharing, and technical rules for the band, and on relocation procedures for the non-federal relocation operators.

Commercial Access to the 4.9 GHz Band: The draft Sixth Report and Order and Seventh Further Notice of Proposed Rulemaking would allow one statewide 4.9 GHz band licensee per state to lease some or all of its spectrum rights to third parties, including commercial users. Lessees would be required to comply with the same spectrum coordination procedures as public safety licensees in the band. In addition, the FCC would seek comment on establishing a Band Manager in each state to coordinate and authorize new operations in the 4.9 GHz band. The agency also would request input on how to ensure robust use of the 4.9 GHz band, including through dynamic spectrum sharing technologies and cross-state collaborations.

Implementing STIR/SHAKEN Framework: The draft Second Report and Order would require voice service providers to either upgrade their non-IP networks to IP and implement the STIR/SHAKEN framework or develop a non-IP caller ID authentication solution by June 30, 2021. The FCC would adopt extensions of the June 30, 2021 deadline for: (1) small providers (two-year extension); (2) providers that currently cannot get a digital certificate necessary to implement STIR/SHAKEN because they do not obtain direct access to telephone numbers or other technical issues (indefinite extension); (3) services scheduled for discontinuance (one-year extension); and (4) non-IP network services (indefinite extension). The Commission would require all providers subject to an extension to implement a robocall mitigation plan for the parts of their networks where STIR/SHAKEN is not implemented and certify that they implemented such mitigation measures with the FCC. Moreover, the FCC would require intermediate providers to either pass along caller ID authentication information for authenticated calls or authenticate the caller ID information for unauthenticated calls they receive by June 30, 2021. Intermediate providers would be relieved of the independent authentication requirement if they register with the industry traceback consortium or respond to all traceback consortium information requests. Finally, the FCC would prohibit providers from adding line item charges to subscribers for providing caller ID authentication.

Streamlining Foreign Ownership Reviews: The draft Report and Order would establish rules and timeframes for the Committee for the Assessment of Foreign Participation in the United States Telecommunications Service Sector (Committee) to complete its review of certain applications posing potential foreign ownership concerns (i.e., the applicant has a 10% or greater direct or indirect foreign investor). Specifically, the Committee would be required to complete its initial application review within 120 days and, if necessary, its supplemental application review within 90 days. Affected applicants would be required to provide responses to a standardized set of national security and law enforcement questions regarding: (1) corporate structure and shareholder information; (2) relationships with foreign entities; (3) financial condition; (4) compliance with applicable laws and regulations; and (5) business and operational information. The standardized questions would be developed in a subsequent proceeding following public notice and comment. The new rules would apply to applications: (1) for international Section 214 authorizations or to assign/transfer control of such authorizations; (2) for submarine cable landing licenses or to assign/transfer control of such licenses; and (3) to exceed the foreign ownership limits under Section 310(b) of the Communications Act.

Reforming IP CTS Rates and Standards: The draft Report and Order, Order on Reconsideration, and Further Notice of Proposed Rulemaking would establish a compensation rate of $1.30/minute for IP CTS providers through a two-step transition process. The first step would transition from the current $1.58/minute rate to a $1.42/minute rate for the remainder of fund year 2020-21 (effective December 1, 2020), while the second step would transition the rate to $1.30/minute for fund year 2021-22. The FCC would also propose to adopt service standards for IP CTS captioning delay and accuracy, and seek comment on appropriate metrics. The Commission would request input on appropriate IP CTS service standard testing procedures, including sample size and call methodology. In addition, the FCC would ask whether it or a third-party organization should be responsible for such testing.

Reviewing 911 Fee Diversion: The draft Notice of Inquiry would request input on the effects of 911 fee diversion, specifically from states, on the provision of 911 services and the transition to next-generation 911 services. The FCC also would seek comment on how it can use its regulatory authority to discourage 911 fee diversion, including by conditioning state eligibility for FCC licenses, programs, or other benefits on the absence of fee diversion. The FCC would further ask about measures it can take to discourage fee diversion under the Commission’s authority, and how it can encourage states to pass legislation or adopt rules that would prohibit 911 fee diversion.