---
title: Regulatory Developments
date: 2023-06-13T13:05:00-04:00
author: Import Bot
canonical_url: "https://www.kelleydrye.com/events/regulatory-developments"
section: Events
---
# Regulatory Developments

American Stock Transfer & Trust Company’s Executive Forum

 October 23, 2014

 

 

 

 

 

 

On October 23, 2014 partner [Merrill B. Stone](/Our-People/Merrill-B-Stone) spoke at the Executive Forum sponsored by American Stock Transfer & Trust Company at the Waldorf Astoria in New York, NY. Mr. Stone participated in a panel on Regulatory Developments, discussing the Telephone Consumer Protection Act and the SEC rules on transfer agents.

 

 

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### Offices

- [[New York](https://www.kelleydrye.com/locations/new-york)](https://www.kelleydrye.com/locations/new-york)
 
 

### Related Team Members

- [Merrill B. Stone](https://www.kelleydrye.com/people/merrill-b-stone)
 
 

### Related Services

- [Financial Institutions](https://www.kelleydrye.com/industries/financial-institutions)
- [Telephone Consumer Protection Act (TCPA) Defense](https://www.kelleydrye.com/practices/telephone-consumer-protection-act-tcpa-defense)