Regulators continue to actively examine compliance, introduce new and heightened requirements, recalibrate global priorities, and aggressively pursue enforcement. Don’t miss this interactive and engaging seminar focused on anti-money laundering (AML) regulation. Senior officials from the SEC, FBI and FINRA will be discussing the latest major money laundering cases. This seminar provides a provocative, frank and practical discussion about AML regulation in your world.
This seminar is designed for Broker Dealers, FinTech Firms, Hedge Funds, Investment Banks, Commercial Banks, Insurance Companies, CRE Mortgage Lenders, Credit Card Issuers, CEOs, COOs, CFOs, Branch Office Managers, Bank Supervisors, Brokers, and Compliance Professionals at Financial Institutions.
Partner Paul McCurdy
will moderate and partner Matt Luzadder
will be a presenter at the seminar. Other presenters include Troy Paredes
, former Commissioner of the U.S. Securities & Exchange Commission and founder of Paredes Strategies LLC; Sarah Green
, Senior Director in the Enforcement Division at FINRA; and Thomas Petrouskie
, former FBI Special Agent, New York Securities Fraud Squad and Litigation Financial Analyst assigned to the US Attorney’s Office.
To register for the seminar, please click here