Kelley Drye

Attorneys & Professionals 

Carol W. Sherman

Special Counsel Email vCard
New York
Phone: (212) 808-5038
Fax: (212) 808-7897
Carol Sherman is special counsel in the firm's New York office. She focuses her practice on corporate and securities law, including SEC reporting and compliance, equity and debt offerings, corporate governance and mergers and acquisitions.

Ms. Sherman has experience representing issuers in initial and secondary public offerings; public and private issuers in private placements of equity and debentures; public companies in SEC, NYSE and NASDAQ compliance and corporate governance work; and investment funds that invest in public and private companies.
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September 18, 2008

The Reporting Scheme

A Practical Guide to Section 16, Reporting and Compliance